This job opening is for our Forex Financial Broker client who is one of the top brokers in the world.
Job Type: Full Time
Availability: Immediate to 15 days
Location: Dubai (Those from Cyprus or any other country can also relocate, we will do the sponsor)
Clarification: Compliance mentioned here is Forex Broker compliance. Only those who have worked with Forex Broker will be suitable.
Join Our Team
Join our client's dynamic team as a Senior Compliance Officer and help shape the future of FinTech innovation. This full-time, on-site opportunity based in Dubai offers you the chance to make a real impact in a fast-paced and forward-thinking environment. Apply now and take the next step in your career with us!
What You'll Do
We are seeking a detail-oriented and experienced Senior Compliance Officer to oversee and ensure our company's adherence to regulatory standards within the financial services industry. The ideal candidate will have a strong understanding of compliance principles, industry regulations, and risk management, with the ability to lead compliance initiatives, conduct audits, and provide expert guidance across the organization.
Key Responsibilities:
- Regulatory Monitoring & Analysis: Review current and upcoming regulatory requirements; assess their impact on operations; update monitoring programs accordingly; stay abreast of global CFD developments.
- Business & Product Evaluation: Evaluate new business ideas, products, and services; perform risk assessments and provide expert opinions to support decision-making.
- Compliance Monitoring & Reporting: Ensure ongoing compliance; collaborate with relevant departments to meet reporting obligations; assist in preparing regulatory reports and filings.
- Licensing & Approvals: Investigate licensing opportunities; assist with the preparation and submission of applications for new licenses.
- Training & Communication: Address employee questions on compliance matters; provide guidance and training as needed.
- Lead & Supervise: Lead compliance projects; supervise and mentor team members to ensure effective compliance practices.
- Customer & Marketing Review: Monitor communications with customers; review marketing materials to ensure compliance; assist with resolution of client complaints.
- Investigation & Issue Resolution: Investigate compliance-related issues and discrepancies; support resolution efforts.
- Support for Compliance Initiatives: Assist in developing, reviewing, and updating compliance policies; support special projects and initiatives.
- Cross-functional Collaboration: Work with various departments to develop corrective action plans and ensure compliance standards are integrated into business processes.
- Regulatory Reporting & Documentation: Support the team in fulfilling monthly, yearly, and ad-hoc regulatory reporting obligations.
Skills & Qualifications
- Education: Bachelor's degree in Law, Business, Finance, Economics, or a related field (University degree or equivalent is essential).
- Experience: At least 3 years of experience in a similar compliance or risk management role within the CFDs/Forex industry.
- Certifications: Relevant professional certifications (e.g., CySEC Advanced, other industry-specific certifications) are a plus.
- Knowledge: Strong understanding of regulatory requirements and compliance principles applicable to the financial services industry, including CFDs and Forex.
