Senior Manager/Manager, Compliance Monitoring and Testing (CMAT)

Key Responsibilities

• To assist in the design and support the execution of the Annual Compliance Monitoring and Testing Plan, encompassing key regulations, themes and processes. Also, special reviews as and when requested
• Perform testing of business activities, controls, and processes, documenting findings, root cause analysis, and recommendations for remediation.
• Track, follow up, and validate the closure of compliance-related issues, ensuring corrective actions are effective and sustainable.
• Assist in the preparation of periodic monitoring reports and dashboards for senior management and governance committees.
• Provide input to strengthen monitoring methodologies, testing frameworks, and risk assessment processes.
• Collaborate with business units and control functions to raise awareness of compliance obligations and promote a strong compliance culture.
• Support regulatory examinations, internal audits, and other assurance reviews by providing testing results and related documentation.
• Design, manage and execute the Compliance Risk Assessment annual exercise

Key Requirements

• Professional compliance or audit certification (e.g., ICA, ACAMS, CIA, or equivalent) is preferred.
• 5 - 10 years experience in compliance monitoring, testing, or internal audit within banking and/or financial services.
• Strong understanding of regulatory frameworks, compliance risk management, and control testing practices.
• Proven ability to analyse business processes, identify control weaknesses, and recommend practical improvements.
• Excellent report-writing skills with attention to detail and accuracy.
• Strong interpersonal skills with the ability to influence stakeholders and drive remediation actions.
• Ability to work independently, prioritize effectively, and meet deadlines in a fast-paced environment.