Suspicious Transaction Report (STR) filing, Aml, risk assessments, risk ratings, Due Diligence, account risk decisions, gap assessments, APAC Wealth Management KYC initiatives, CDD, Financial Security advisory, SOW corroboration, adverse media sanctions, KYC audits, risk committee reviews, CFT, high-risk client monitoring, KYC reviews, reporting and recertification tracking, PEP-related concerns

control testing , Pci Dss, audit readiness, cybersecurity compliance, management reports, compliance dashboards, KRIs, KPIs, cybersecurity policies, regulatory certification, ISO IEC 27001, NIS2, evidence reviews

Balance Substantiation and Breaks Management, Outsourcing Governance and Periodic risk reviews, Client Servicing, Tax operations, Product Knowledge of Capital market products, Ai, Regulatory Compliance, Microsoft Office Applications

compliance monitoring , Regulatory experience, Microsoft Office Applications, SGX-ST rules, Securities and Futures Act, Trade surveillance, SMARTS Broker, Compliance audit

Source of Wealth (SOW), Aml, Transaction-related Reviews, Mandarin language skills, Risk Controls, Name Screening, Client Due Diligence, Audit, Kyc, PKR, Regulatory Compliance, PEP Checks

compliance monitoring , Microsoft Office Applications, SGX-ST rules, Securities and Futures Act, SMARTS Broker trade surveillance tool

Identity and Access Management (IAM), Active Directory (AD), User Acceptance Testing (UAT), Service Request Management, Incident Handling, Microsoft Excel, Access provisioning and de-provisioning, Reporting, Troubleshooting, Data Validation, Reconciliation, Enterprise application support, Compliance reviews, Access reviews