Urgent Hiring
We are hiring Alternate Compliance Officer/Manager for a reputed company in Dubai.
Position - Alternate Compliance Officer/Manager
Job Location - Dubai
Company - Financial Services
Full time
Job Description:
- Compliance Officer should verify the documents to ensure completeness, quality and veracity. Review on-boarding documents and provide sign-off before submitting to Compliance Manager and Manger in Charge for approval. Including Client visit form.
- Report suspicious/unusual transactions & customers; escalate the matter to Head of Compliance in a timely manner with proper analysis
- Responsible to implement the policies and procedures
- Provide all required information to the head of compliance on all the services in a timely manner
- Monitor, identify, assess & report customers compliance risks
- Review and address AML & Watch list and alerts. Update the blacklists on a regular basis.
- Ensure that compliance procedures, systems & controls are up-to-date & effective in India office
- Maintain the compliance manual & all compliance procedure documentation
- Perform the customer review & risk assessment on a regular basis for all customers
- Ensure all customer files are timely created & updated with adequate & relevant information & documentation
- Maintain all necessary supporting documents for transactions, KYC, monitoring, suspicious transaction reporting
- Attend regular training on AML & CFT, other compliance matters, including internal policies & procedures, the application of standards & guidelines & relevant laws & regulatory requirements
- Maintain an understanding of relevant regulatory requirements to provide advice & guidance to the branches
- Continuous coordination with internal team to provide the information/documentation requested by Head of compliance
- Promote & enhance a strong compliance culture
- Continuously coach & encourage team members on compliance related matters
- Perform other duties as per the requirement or instructions from the Head of compliance or management.
Email your CVs to [Confidential Information]
