Company Description
Sky Links Capital L.L.C is a Company registered in Dubai, United Arab Emirates, and regulated by the UAE's Capital Market Authority (formerly known as SCA) with license number 20200000235 under Category 5. The company operates as an introductory-only service provider and does not offer investment advice. Sky Links Capital Limited is a Limited Liability company with License No. GB20025812 which is authorized and regulated by the Financial Services Commission (FSC) in Mauritius. Sky Links Capital L.L.C. is a Limited Liability Corporation registered in St. Vincent with registration no. 3698LLC2024. At Sky Links Capital, we offer advanced trading tools, real-time market insights, and a seamless trading experience designed to meet your needs. With competitive spreads and fast execution, our platform empowers clients to trade confidently and efficiently. Our mission is to empower clients with the tools, resources, and dedicated support necessary to achieve their financial objectives effectively.
Role Description:
This full-time on-site role located in Dubai is for a Compliance Manager. This position involves overseeing and managing regulatory compliance within the organization, ensuring adherence to financial regulations and legal requirements. The role will be responsible for policy development, regulatory liaison with the UAE's Capital Market Authority (formerly known as SCA), client due diligence, transaction monitoring, and strategic compliance planning within a regulated financial services environment. The day-to-day tasks include developing and implementing compliance policies, conducting regular audits, monitoring and reporting compliance breaches, and providing training to staff on compliance-related matters.
Key Responsibilities:
Policy & Governance
- Develop, implement, and maintain compliance policies, internal controls, and procedures aligned with regulatory requirements.
- Conduct annual policy reviews and updates following regulatory or business changes.
- Ensure strong corporate governance practices across all departments.
Client Onboarding & Due Diligence
- Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) based on risk profiles.
- Conduct AML/CFT screening using tools such as World-Check, Sumsub, and other verification systems.
- Support onboarding of strategic partners including banks and liquidity providers.
Regulatory Liaison & Reporting
- Act as the main point of contact with the UAE's Capital Market Authority (formerly known as SCA).
- Coordinate semi-annual regulatory reporting, certifications, and compliance submissions.
- Review marketing materials and client communications to ensure regulatory compliance.
Transaction Monitoring & Risk Management
- Conduct ongoing monitoring of client transactions and escalate RFIs where necessary.
- Maintain accurate records and audit trails in line with regulatory retention requirements.
External Stakeholder Management
- Liaise with international counterparties, banks, and external partners regarding onboarding, documentation, and operational matters.
Training & Strategic Planning
- Deliver periodic AML/CFT, PF, Cybersecurity and regulatory compliance training to staff.
- Develop and present semi-annual compliance strategic plans to senior management.
Qualifications:
- UAE's Capital Market Authority Certified (formerly known as SCA)
- Minimum of 37 years in a compliance role within the financial services sector, with specific experience in forex, CFDs, or investment management
- Experience in developing and implementing compliance policies
- Auditing and monitoring skills
- Knowledge of financial regulations and legal requirements
- Excellent written and verbal communication skills
- Ability to work independently and collaboratively
- Attention to detail and the ability to manage multiple tasks with a high degree of accuracy.
- Strong analytical and decision-making skills to address compliance challenges.
- Relevant certifications in compliance or finance fields are a plus
- Bachelor's degree in Finance, Law, Business Administration, or related field
Why Choose Us:
- Competitive salary package and performance-based incentives.
- Career growth and professional development opportunities.
- Opportunity to work with a leading Multi-Asset Broker in a dynamic and innovative industry.
