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Robert Walters

Compliance Manager UAE National

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Job Description

An excellent opportunity is available with a leading global investor for a Regulatory Compliance Manager within their Ethics and Compliance department based in Abu Dhabi. Please note only UAE National Family Book candidates will be considered.

Reporting to the Head of Compliance you will develop and manage the implementation of the Ethics and Compliance policies and procedures, and to lead the delivery of ethics and compliance projects for the assigned corporate/business function, ensuring compliance with applicable laws, regulations and policies, ethical operations, as well as the identification and mitigation of ethics and compliance risks.

Key Responsibilities:

  • Lead research into the relevant local and international laws and regulations and to drive the implementation of internal policies and procedures.
  • Review all ethics and compliance policies and procedures to ensure alignment with relevant laws and regulations.
  • Establish and maintain a system and process to manage the review, approval and updating of internal ethics and compliance policies and procedures.
  • Manage the monitoring and enforcement of the ethics and compliance policies and procedures to ensure compliance with corporate and governance requirements
  • Lead the implementation of an ethics and compliance project for the assigned corporate/business functions(s
  • Participate in identifying, evaluating and analysing key ethics and compliance risks and emerging issues
  • Manage assigned risk areas through the monitoring of developments in that risk area, in order to ensure risks are mitigated effectively and are in compliance with set standards
  • Supervise and manage business partners and service providers

The Regulatory Compliance Manager UAE National will have a Bachelor or graduate-level degree in law from an internationally recognised higher education institution experience in progressive and more complex senior-level roles in ethics and compliance or regulatory-enforcement management. You will have experience in a top-tier international organisation or experience working in Investment Banking, Sovereign Wealth Funds or Private Equity. You will possess knowledge of local and international ethics and compliance requirements and laws, regulations and legislation's.

This is an excellent compliance opportunity in the UAE. Please apply now or for further information contact Kayte Short at Robert Walters at [Confidential Information]

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Job ID: 135675559