Compliance Officer, Asset Management
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about the company
Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Manager.
about the job
Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.
Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.
Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.
Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.
Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.
skills and experience required
Minimum of 6 years of specialized experience in compliance within the fund management industry.
Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.
Proven ability to work independently within an institutional environment
To apply online please use the apply function, alternatively you may contact at <98237297>.
(EA: 94C3609/ )
Job ID: 153622383
Skills:
compliance monitoring , Compliance, Regulatory inquiries, Investigations, Risk management
Skills:
Aml, Transaction Monitoring, PEP Screening, Operational Guidelines, KYB, Kyc, Regulatory Compliance, Compliance Policies, Risk Management
Skills:
Compliance Reviews, Anti-Bribery Corruption, Risk Assessment, Regulatory Compliance, Compliance Framework, Anti-Money Laundering, Securities Futures Acts
Skills:
risk assessments, compliance training, compliance frameworks, Regulatory Compliance, Regulatory Submissions
Skills:
data centers , operational compliance , compliance monitoring , Internal Controls, technology cloud infrastructure, fintech, digital infrastructure, KYB, audit governance, Kyc, compliance risk and controls, customer due diligence
