Review previous external audit findings, ensure the actions taken to address findings are being conducted appropriately and create return-on-experience/lesson learned.
Provide support for the enhanced due diligence process followed on risk assessment prior to account opening and provide decisions accordingly.
Coordinate with corporate compliance function and state regulators.
Oversee all tasks & activities related to the conduction of internal control.
Ensure adherence to the code of conduct and business ethics.
Coordinate with HR to review received whistleblowing alerts, plan and implement actions needed.
Liaise with external auditors, corporate & state regulator.
Create and coordinate proper reporting channels for compliance issues, draft and distribute company compliance communications.
Coordination and schedule required compliance training for employees at risk.
Profil De Candidat Recherch
ESSENTIAL QUALIFICATIONS, KNOWLEDGE & EXPERIENCE
Qualifications
BSc/BA in business administration or law.
Professional certification (i.e.: Certified Compliance & Ethics Professional) is a plus.
Superior skills in Microsoft 365 applications (Excel, Word, Power Point, One Drive, Teams) as well as Microsoft Dynamics.
Knowledge
Legal requirements and controls.
Internal control & auditing
Anti-corruption laws & regulations
Familiarity with industry practices & professional standards.
Experience
5-7 years of proven experience as a compliance officer within a multinational environment.
