R
Compliance Officer
R
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Job Description
Key Responsibilities:
- Act as the Outsourced Compliance Officer & MLRO for clients regulated by the DFSA and FSRA and the central point of contact with the competent regulatory authorities in respect of all Compliance and AML/CTF related matters
- Improve/enhance existing policies and procedures
- Develop and Prepare Client Proposals and assist Directors and Partner- Head of Regulatory and Compliance Services in enlarging practice product offering
- Leading advisory projects on strategic matters linked to regulation with particular regard to DIFC/DFSA, ADGM/FSRA and Central Bank of the UAE and SCA to include regulatory liaison;
- Assist with Authorization applications, including drafting of policies and procedures
- Assist clients with developing adequate structures and control frameworks to ensure regulatory compliance, including designing & implementing compliance monitoring & risk programs
- Assist in advising clients on how to build/enhance an ethics, integrity and compliance culture;
- Assist Directors and Partner/ Head of Regulatory and Compliance Services in reviewing regulations and determining best practices as directed;
- Preparing articles for publication and factsheets as well as podcasts and blogs
- Prepare MI reporting material and associated internal projects as and when required
- Execute on such other projects as directed by the direct line manager and/or Partner/Head of Regulatory compliance to include but not limited to the various Regulatory and compliance service offerings
Experience and Qualifications
- Experience in Compliance advisory from Regulatory Risk consulting roles
- Experience as a registered CO/MLRO with the DFSA and/or the FSRA
- Excellent oral and written communication skills
- Ability to build rapport with clients
More Info
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Key Skills
About Company
Skills:
Aml, Microsoft Office, Excel, risk assessments, Fluent Arabic, Regulatory Reporting, internal training, Kyc, conflicts checks, policies audits, client due diligence, compliance projects
Skills:
compliance monitoring , client money , conduct frameworks, anti-money laundering, conduct monitoring, regulatory change, cross-border payments, regulator engagement, compliance risk assessment, Regulatory Compliance, conduct risk
Skills:
UBO identification, AML compliance, PEP checks, Kyc, Controls, Compliance Reporting, Procedures, AML policies, client risk assessments, regulatory inspections, CSP operations, Sanctions Screening
Skills:
Compliance Management System (CMS), Suspicious Transaction Reports (STRs), Transaction Monitoring, Sanctions screening programmes, Risk management frameworks, AML CFT frameworks, regulatory documentation, VARA licensing procedures
Skills:
Compliance Management System (CMS), Enterprise Risk Management (ERM) framework, risk registers , Enhanced Due Diligence (EDD), Key Risk Indicators (KRIs), Client Due Diligence (CDD), Virtual Asset Service Providers (VASPs), Suspicious Transaction Reports (STRs), ISO 31000, COSO ERM, AML CFT framework, Transaction Monitoring, FATF standards, Risk dashboards, Watch-list checks, VARA regulations, Compliance Reporting, UAE federal AML CFT laws