Job Purpose:
To plan and conduct internal audits to evaluate the effectiveness of internal controls and determine compliance with policies, procedures and applicable regulations in the Bank.
Key Accountabilities:
Responsibility
- Responsible for planning, execution and completion of audit assignments according to the audit plan, recommending internal control improvements that may include operational enhancements or efficiencies.
- Finalise internal audit reports for management after discussion with the auditee at the conclusion of each audit assignment.
- Ensure that the comprehensive planning and risk assessments are undertaken relating to each audit assignment to ensure that the engagement identifies business, operational and regulatory risks.
- Review and identification of control weaknesses in credit process, investment processes, operational risk frameworks with solid understanding of process maps, risks and controls.
- Review of information technology risk, operational risk, market risk and liquidity risk management processes.
- Review and identify gaps in regulatory and AML compliance.
- Undertake ad hoc special assignments as required.
Analytical Skills:
- Ability to analyze complex data and identify patterns, discrepancies, and issues.
- Attention to Detail: Meticulous attention to detail to ensure accuracy and thoroughness.
- Communication Skills: Strong written and verbal communication skills to effectively convey findings and recommendations.
- Interpersonal Skills: Ability to work collaboratively with various departments and stakeholders.
- Technical Skills: Proficiency in audit software and Microsoft Office Suite; familiarity with data analysis tools.
- Problem-Solving: Ability to identify issues, analyze options, and recommend practical solutions.
- Ethical Standards: High level of integrity and ethical standards.
Qualification & Experience:
- Essential: Bachelor's degree in accounting, Finance, Business Administration, or related field.
- Desirable: Certifications: CPA, CIA, CISA, or similar professional certifications.
- Relevant audit experience, often specified in years (i.e., 3-5 years for mid-level positions).
