Job Purpose
- The Regulatory Compliance Assistant Manager will work as a member of the Compliance team to support monitoring adherence to the Central Bank regulations and best business practices.
- The Regulatory Compliance & Assurance, Assistant Manager will support the execution of the Annual Compliance Plan, especially in regards to Monitoring of Regulations.
- The Regulatory Compliance & Assurance, Assistant Manager will assist the Senior Manager and Head of the Unit in the formalization of procedures and processes and preparation of Compliance training & awareness to all staff.
Principal Accountabilities
- Supporting the rolling out of the Bank-wide Compliance Regulatory Monitoring Program along with conduct reviews and formalization of reports for Senior Management.
- Executing spot checks on Regulations / Processes to ensure compliance with regulatory requirements.
- Supporting the formalization of Memos and Reports for Regulatory Compliance reviews, testing and monitoring exercises performed.
- Tracking non-compliance issues and ensuring timely closure by relevant stakeholders within agreed target dates.
- Assisting other members of the Regulatory Compliance & Assurance team in a pro-active manner.
- Displaying UAB Values of Integrity, Customer Focus, Competence, Consistency and Courteousness.
Qualifications & Experience
- Bachelor's degree in any relevant field
- 3 years experience in similar job within Compliance or Internal Audit
- Effective communication skills in English and Arabic
- Good inter-personal and communication skills.
- Good understanding of protocols and procedures to be compliant with UAE regulations and requirements.
- UAE National with Family Book
