Regulatory Compliance Quality Assurance Senior Officer

SolveCube is an award winning AI enabled Talent Solutions Platform for middle and senior level professionals. SolveCube is working with global consulting firms, mid and large enterprises across Asia Pacific and Middle East to fulfill their talent needs for permanent, short-term, part-time, interim and turnkey assignments.

One of our clients, is a leading Bank in United Arab Emirates is looking for Regulatory Compliance Quality Assurance Senior Officer to join its Compliance team.

Emirati nationals will be preferred for the role.

Job Description

The role holder is responsible for assisting in the undertaking of Quality Assurance reviews and preparation of reports for each functional review as per the Bank's internal procedures to document identified observations and ensure the Bank is protected from a regulatory perspective.

Principal Accountabilities

Assist in the undertaking of Quality Assurance reviews in relation to core compliance responsibilities based on the planned schedule and keep track of all proposed control enhancements; draft reports for each functional review as per the Bank's internal policies and procedures documenting the identified gaps and recommended corrective actions.

Support with the preparation of structured Management Information (MI) for reporting purposes.

Track ineffective controls and related risk assessment or conformance testing results in order to ensure controls are operating effectively.

Assist in the provision of training programs for the unit and for business/ operations in line with latest Quality Assurance requirements.

Participate in the review and analysis of bank wide policies and procedures on a regular basis to establish whether regulatory changes have been applied.