Provision of Specialist Support
- Contribute to the planning and organizing of the work for junior team members to support the timely achievement of unit objectives in line with quality standards.
- Provide on-the-job training and constructive feedback to assigned teams to support their overall development.
- Promote the organization's values and ethics in all activities within the team to support the establishment of a value driven culture within the organization.
- Policies, Systems, Processes & Procedures
- Provide input and implement policies, systems, and procedures for the assigned team so that all relevant procedural requirements are fulfilled.
- Market Surveillance Operations
- Lead and Monitor Trading activities to provide investors and brokers the opportunity to trade on a secure and compliant platform free of violations ensuring an orderly market and enhancing market transparency and integrity.
- Monitor and report suspicious trades or evidence of potentially abusive behavior coverage across multiple marketplaces or asset classes.
- Guide and conduct preliminary order/trades examinations with a view of ensuring transparency, fairness and effective risk management in all transactions.
- Follow regulatory requirements with broad offerings designed to protect ADX from anomalous and non-compliant activities.
- Meet regulatory requirements effectively and proactively with broad offerings designed to protect ADX from anomalous and non-compliant activities.
- Identify and implement continuous improvement initiatives to enhance efficiency and effectiveness of surveillance systems.
- Lead interaction with authorities regarding surveillance related matters.
Risk and Business Continuity Management
- Contribute to the effective implementation of corporate policies, procedures, and processes to promote a culture focusing on the achievement of world class standards in risk management, Quality, Health, Safety, and Environmental (QHSE) management, and business continuity in line with regulatory requirements.
- Support the implementation of risk management protocols across all trading activities to maintain the highest standards of integrity and trust, in alignment with ADX's operational and regulatory frameworks.
- Participate in conducting risk assessments related to trading activities, including identifying, analyzing, and mitigating potential risks that could impact the trading environment.
Innovation and Market Development
- Support the formulation and presentation of recommendations for the development of new products and services to contribute to innovation and market growth.
- Contribute insights and suggestions for refining existing offerings and incorporating new ideas from brokerage firms, thereby assisting in enhancing ADX's market adaptability and fostering innovation.
- Participate in conducting regular evaluations of trading activities to identify areas for improvement and aiding in initiating measures that enhance the trading system's efficiency and reliability, ensuring ADX remains competitive.
- Support initiatives aimed at improving trading systems and processes, supporting operational excellence, and market service quality. Continuous Improvement
- Participate in the identification of opportunities for continuous improvement and sustainability of systems, processes and practices considering global standards, productivity improvement and cost reduction.
- Stay informed about regulatory requirements and internal policies, including updates to regulations, and implement necessary changes to trading control procedures.
