Senior Analyst Trading Control - UAEN Only

Policies, Systems, Processes & Procedures

• Follow all relevant departmental processes, policies, standard operating procedures, and instructions so that work is conducted in a controlled and consistent manner.
• Demonstrate compliance with the organization's values and ethics at all times to support the establishment of a value drive culture within the organization.

Trading Control Operations

• Execute and take responsibility for the daily trading control tasks to support the readiness of the trading sessions and verify maker checker daily operational readiness.
• Identify and address irregularities or anomalies in trading activities, assist in the investigations, escalate findings for resolution, documenting findings, and efficient resolution of issues to mitigate their impact on ADX's operations.
• Monitor trading activities, including new listings, trade corrections, and changes in indices, to ensure compliance with the Securities and Commodities Authority (SCA) and Abu Dhabi Securities Exchange (ADX) rules and regulations, while maintaining a comprehensive audit trail to uphold market integrity, transparency, and accountability. Facilitate the new brokerage house onboarding processes by preparing documentation and assisting with platform integration.
• Communicate effectively with internal and external stakeholders, including providing guidance and clarification on trading control matters as necessary.
• Prepare and submit reports timely and accurately to meet with department requirements, policies, and quality standards.
• Respond to broker trading inquiries promptly and effectively resolve it and escalate unresolved matters as needed.to meet their needs and concerns, thereby fostering strong relationships and trust within the trading community.
• Own the negotiated deals and big block trades with brokers, while ensuring compliance with all the regulatory conditions.
• Drive the coordination and implementation of the post-trade activities and support integration efforts with AD CSD and AD Clear.

Innovation and Market Development

• Support the development of new products and services by contributing operational insights and provide recommendations.
• Analyze existing offerings and propose enhancements of new ideas from brokerage firms, thereby assisting in enhancing ADX's market adaptability and fostering innovation.
• Perform in-depth assessments and evaluation of trading activities to identify areas for improvement and aiding in initiating measures that enhance the trading system's efficiency and reliability, ensuring ADX remains competitive.
• Lead the testing and implementation of initiatives aimed at improving trading systems and processes, supporting operational excellence and market service quality.

Risk and Business Continuity Management

• Conduct all activities in a safe and environmentally responsible manner in compliance with internal policies and guidelines.

Continuous Improvement

• Contribute to the identification of opportunities for continuous improvement and sustainability of systems, processes and practices considering global standards, productivity improvement and cost reduction.
• Stay informed about regulatory requirements and internal policies, including updates to regulations, and implement necessary changes to trading control procedures.