Serve as a senior compliance advisor to business stakeholders across Product, BD, Marketing, Operations, Institutional, VIP, and regional teams.
Provide regulatory guidance on new product launches, commercial initiatives, partnerships, customer journeys, and business model changes.
Assess regulatory implications for expansion into new jurisdictions, including licensing considerations, conduct requirements, and operational compliance risks.
Support oversight and coordination of local Compliance Officers, helping align advisory positions, escalation practices, and regulatory interpretations across markets.
Partner closely with Legal, Regulatory Compliance, AML, Risk, and Audit teams on cross-functional regulatory matters.
Support regulatory inspections, supervisory engagements, remediation programmes, and internal governance reviews where advisory input is required.
Help identify emerging regulatory risks and provide actionable guidance to business stakeholders.
Drive consistency in advisory documentation, governance practices, decision-making frameworks, and internal compliance standards.
Act as a key stakeholder in shaping compliance knowledge systems, advisory workflows, and internal tooling requirements.
Deputise for the Chief Compliance Officer where required.
Demonstrated interest in, and practical adoption of, AI technologies to enhance compliance, regulatory, or operational effectiveness will be viewed very favourably.
Requirements
6–10+ years of compliance experience within financial services, fintech, brokerage, capital markets, payments, or digital assets.
Strong background in compliance advisory, regulatory compliance, or business-facing compliance roles.
Proven experience advising senior business stakeholders on product, commercial, and regulatory matters.
Experience handling complex cross-border regulatory issues and multi-jurisdiction compliance matters.
Strong working knowledge of licensing frameworks, conduct risk, regulatory perimeter analysis, and business compliance controls.
Ability to operate independently and exercise sound regulatory judgment in ambiguous environments.
Demonstrated interest in, and practical adoption of, AI technologies to enhance compliance, regulatory, or operational effectiveness will be viewed very favourably.
Deep interest in the crypto and digital assets industry, coupled with the ability to navigate its evolving regulatory landscape, is required.
