DFSA Head of Compliance and MLRO
Location: Dubai, UAE
Company: Leading Capital Markets Firm
The DFSA Head of Compliance and MLRO will oversee all compliance and anti-money laundering functions, ensuring the firm adheres to DFSA regulations. This role requires a deep understanding of regulatory frameworks, risk management, and strong leadership to guide the firm's compliance strategy.
Key Responsibilities:
- Develop, implement, and maintain the compliance and AML framework in line with DFSA regulations.
- Act as the primary point of contact for all DFSA regulatory matters.
- Conduct regular compliance audits and risk assessments.
- Oversee AML policies, procedures, systems, and controls.
- Ensure timely reporting and filing of regulatory returns and suspicious activity reports.
- Provide compliance training and guidance to staff.
- Liaise with regulatory bodies, internal departments, and external stakeholders.
- Monitor and interpret changes in relevant regulations and ensure the firm adapts accordingly.
- Prepare reports for senior management and the board on compliance and AML issues.
Qualifications:
- Bachelor's degree in Law, Finance, or a related field; advanced degrees or professional certifications (e.g., CAMS, ICA) preferred.
- Minimum of 8 years of experience in compliance and AML, preferably within capital markets.
- Extensive knowledge of DFSA regulations and compliance requirements.
- Proven track record in managing compliance and AML functions.
- Strong analytical, communication, and leadership skills.
- Ability to work effectively with regulatory bodies and senior management.
Benefits:
- Competitive salary and benefits package.
- Opportunity to work with a leading firm in the capital markets industry.
- Professional development and career growth opportunities.
