Lead and manage the development, implementation, and ongoing maintenance of the company's compliance program, including key processes, policies, and procedures.
Monitor business activities, conduct investigations, and oversee KYC/AML processes and decisions.
Regularly review and update the compliance management system and policies to ensure they align with evolving business needs and regulatory requirements.
Identify, assess, and mitigate emerging compliance risks.
Implement and maintain effective internal policies, procedures, and controls to ensure operational compliance.
Design and coordinate compliance training programs for employees, fostering a strong culture of compliance across the organization.
Stay current with global legislation, regulations, and industry best practices, ensuring that relevant updates are incorporated into the company's compliance framework.
Identify and report any significant non-compliance issues to the Head of Compliance.
Support the Head of Compliance in the global license application and regulatory approval process.
Provide ongoing compliance advice to business units, ensuring that they operate within regulatory guidelines and minimize compliance risks.
Perform any other ad-hoc duties as required by the Head of Compliance.
Job Requirements
Experience:
A minimum of five years of experience in financial services compliance, including at least two years of direct experience in cryptocurrency exchange compliance.
A minimum of two years of experience working in a regulated financial institution.
Education:
A Bachelor's degree in financial services, law, or a related field is required.
Certifications:
Relevant compliance, AML, or CAMS certifications are preferred.
Language:
Fluent in English and Chinese (both written and spoken) is required.
Skills:
Excellent time management and prioritization skills.
Strong attention to detail and ability to manage compliance issues with meticulous follow-up.
Ability to manage multiple tasks simultaneously and work well under pressure.
