Regulatory Compliance Manager

An excellent opportunity is available with an investment firm in Dubai International Financial Centre (DIFC) for a Regulatory Compliance Manager to provide support in the provision of regulatory and compliance advisory services.

Reporting to the Head of Compliance you will:

• Regulatory Oversight: Implement and maintain compliance policies and controls related to conduct risk, ABC, fraud, data protection, market abuse, and outsourcing.
• Advisory: Advise management and business units on ethical practices, conflicts management, and third-party risk compliance.
• Monitoring & Assurance: Perform periodic compliance risk assessments, thematic reviews, and control testing programs.
• Incident Management: Oversee investigations into potential misconduct, conflicts, or regulatory breaches, ensuring timely remediation and escalation.
• Training & Culture: Design and deliver conduct risk and ethics training across all business units.
• Data Protection: Support in ensuring compliance with the applicable data protection regimes.
• Governance & Reporting: Prepare reports for the Board and regulators summarizing compliance findings, trends, and remediation progress.
• Regulatory Change Management: Monitor new regulations and ethical standards and ensure timely implementation.

The Regulatory Compliance Manager will hold a Bachelors degree in a relevant field and possess a strong regulatory compliance background in similar relevant roles with a good awareness of risks in financial institutions and of investment products. You will have a strong understanding of project management principles, a proven track record of managing teams, projects, and resources. And excellent communication and leadership skills with the ability to influence across functions and levels.

This is an excellent opportunity for growth and progression. Please apply now or for further information contact Kayte Short at Robert Walters at [Confidential Information]