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Senior Manager, APAC Distribution Compliance & Risk Management

8-10 Years
Early Applicant
  • Posted a month ago
  • Be among the first 10 applicants

Job Description

We're partnering with a leading global asset manager to appoint a Senior Manager, APAC Distribution Compliance & Risk Management.

This is a rare opportunity to join a highly respected investment management firm in a first-line compliance and risk role, embedded directly within the APAC Distribution business. The successful candidate will act as a strategic advisor to Sales and Distribution teams, helping to shape and enhance compliance and risk frameworks across a complex, multi-jurisdictional APAC environment.

Key responsibilities include:

✔ Partnering with Sales, Marketing and Client Services teams to provide proactive compliance and risk advisory

✔ Maintaining and enhancing distribution compliance frameworks, policies and control processes

✔ Monitoring regulatory developments and translating them into practical business solutions

✔ Driving risk management initiatives, including incident management and risk assessments

✔ Working closely with regional and global stakeholders across Compliance, Legal, Risk and Audit functions

✔ Supporting new business initiatives, product development and cross-border distribution activities

We are keen to speak with professionals who have:

▪ 8+ years of compliance experience within asset management

▪ Strong understanding of APAC regulatory frameworks and cross-border distribution activities

▪ Experience advising institutional and/or intermediary distribution businesses

▪ Excellent stakeholder management and influencing skills

▪ A proactive, commercially minded and solutions-oriented approach

This role would suit an individual who enjoys operating independently, partnering closely with the business, and helping shape compliance strategy in a dynamic and evolving regulatory landscape.

For a confidential discussion, please feel free to reach out directly.

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About Company

Job ID: 150612659

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